Peter practices corporate law with a focus on financial and securities law. He has experience assisting investment fund managers, exempt market dealers, and advisers on complex securities, registration and corporate matters.
Peter assists firms and their personnel with obtaining and maintaining registered or registration-exempt status across Canada; understanding the registration regimes associated with trading or advising in securities, navigating regulatory compliance audits; engaging with Canadian securities regulators and SROs; responding to regulatory developments; obtaining discretionary exemptive relief from regulatory requirements; and assessing policies, procedures and client-facing documentation.
Prior to joining Torys, Peter worked as an associate at a Toronto-based law firm.
Peter has completed the Canadian Securities Course and Chief Compliance Officers Qualifying exam.