Insider Trading, Tipping & Trading Restrictions: Complying with the Law in a Deal-Driven Culture

Torys Client Centre
79 Wellington St. W., 33rd floor
Toronto, Ontario M5K 1N2

May 11, 2016 07:45 - 09:00

Insider trading is a persistent concern in the M&A realm. This session will provide an analysis of the elements of insider trading, tipping, trading restrictions and defences. An overview of the enforcement and compliance milieu in Canada and the U.S. will also be provided through the discussion of relevant legislation, recent enforcement action and compliance best practices.

LSUC CPD: This program is eligible for up to 1.0 Substantive Hour.

New York MCLE: This program contains 1.0 Areas of Professional Practice credit.

accredited cpd UniversiTorys

This organization has been approved as an Accredited Provider of Professionalism Content by the Law Society of Upper Canada.

Tags:

Meet the Speakers