In an Investment Executive IE.TV video interview, John Fabello explains what advisors can learn from gatekeeper obligation cases

What Advisors Can Learn From Gatekeeper Obligation Cases

January 24, 2012

In a two-part interview with Investment Executive IE TV, John Fabello describes investment advisors' gatekeeper obligations as described by the Investment Industry Regulatory Organization of Canada (IIROC).

 John Fabello

View part one of the interview on IE.TV here.

 

John Fabello

View part two of the interview on IE.TV here.


View an earlier video John did with IE.TV, Communicating with clients during volatile markets

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