Selected Publications and Presentations
Investment Funds: Privacy Law and Compliance
Advanced Investment Funds Compliance and Other Legal Issues Course, Federated Press
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April 2007
Complying with Privacy Legislation
Federated Press's Compliance for Mutual Funds Conference
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April 2004
Developing a Prudent Governance Structure for Mutual Funds
Infonex 7th Annual Managing Mutual Funds
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June 2002
Using the Internet as a Sales Tool: Compliance and Risk Issues
13th Annual Mutual Fund Summit
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April 2002
What Are the Implications of the New Payments System in Attaching New Business/Strategy Institute Strategic Planning for Financial Institutions?
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November 2000
Reformulating the Rules
Fifth Annual Managing Mutual Funds Conference, Infonex
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April 2000
Mutual Fund Dealer Compliance
Law Society of Upper Canada
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June 1999
Revamping Your Mutual Fund Sales Practices
Power Marketing Mutual Funds, Strategy Institute
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July 1998
Meeting Regulatory Requirements in International and Cross-Border Transactions
Insight Mutual Funds Conference
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November 1997
New Approaches to Disclosure and Compliance
Annual Mutual Funds Symposium, Canadian Institute
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April 1997