Selected Publications and Presentations
SEC Adopts New Disclosure Requirements to Enhance Proxy Disclosure
Securities Regulation Law Journal, vol. 38, no. 3
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Summer 2010
Delaware Court Enjoins Merger on the Eve of Stockholder Vote
Torys LLP
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June 21, 2010
First published on Law360, Securities Law, June 16, 2010
What's Wrong with Stock Option Backdating?
Torys LLP
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June 18, 2010
First published on Law360, Securities Law, April 29, 2010
Novel Approach to Seize Board Control Struck Down by Delaware Court
Torys LLP
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June 14, 2010
First published on Law360, Securities Law, May 26, 2010.
The NOL Pill: A Real Shark Killer!
Torys LLP
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May 28, 2010
First published on Law360, Securities Law and Corporate Finance Law, May 14, 2010
Are the New E-Proxy Rules in the United States Really More Effective?
Torys LLP
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April 27, 2010
First published on Law360, Securities Law, April 20, 2010
Back to the Future: Restricting Short-Selling?
Published on Law360
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September 23, 2009
Recent Financing Trends in U.S. M&A Deals
Torys LLP
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March 30, 2010
First published on Law360, Securities Law and Corporate Finance Law, March 29, 2010
Corporate Carve-Outs Are Rising in the United States
Torys LLP
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March 17, 2010
First published on Law360, Securities Law, March 16, 2010
SEC Proposes to Update Issuer-Repurchase Safe Harbor
Torys LLP
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March 2, 2010
First published on Law360, Securities Law, February 24, 2010. Also published in VC Expert's Encyclopedia of Private Equity and Venture Capital, at 22.11
Recent Rise in the Use of Tender Offers in the United States
Torys LLP
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February 2, 2010
First published on Law360, Securities, February 1, 2010
The SEC Proposes New Rules to Restrict “Pay to Play” Practices by Investment Advisers
Torys LLP
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September 17, 2009
Corporate Governance and Shareholder Democracy — Change on the Horizon
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Fall 2009
Copyright 2009 by Thomson Reuters. All rights reserved. Reprinted by permission of Thomson Reuters/West from Securities Regulation Law Journal.
When Does a Board Meet Its Duty of Loyalty in a Sale-of-Control Transaction?
Torys LLP
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August 27, 2009
Ranked as a particularly well-read article in the Lexology and Association of Corporate Counsel Newsstand newsfeeds
When Success Raises Suspicions: The SEC's Risk-Based Investigation of General Electric's Accounting Practices
Torys LLP
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August 25, 2009
Also published on Securities Law360 on September 1, 2009
SEC Nixes Alleged Vote-Buying Scheme
Securities Law360
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August 7, 2009
SEC Takes Unprecedented Action Under Section 304 of SOX
Torys LLP
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August 6, 2009
Also published on Securities Law360 on September 9, 2009
Complying with the New Rules Governing Securities Trading by Company Employees
Torys LLP
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June 23, 2009
Shareholder Participation in Director Nominating Process
New York Law Journal, vol. 241, no. 118
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June 22, 2009
Guidance on CFIUS Review of Foreign Investment in the United States
M&A Bulletin
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December 18, 2008
Current Issues in Cross-Border M&A
New York
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December 2008
Final CFIUS Regulations on Reviewing Foreign Investments in the United States
M&A Bulletin
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November 26, 2008
Recent U.S. Securities Law and Private Equity Developments
Montreal
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May 7, 2008
Current Issues in M&A (Canada and U.S.)
Toronto
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April 7, 2008
M&A Skills Boot Camp: Cross-Border Issues
Osgoode Professional Development CLE Seminar, Toronto
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April 1, 2008
Recent U.S. Business and Securities Law Developments
Toronto
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March 8, 2008
Commentary: Why Did SEC Deny Access to Shareholders on Election Procedures?
American Lawyer Media's Law.com, December 7, 2007. Also published in The Legal Intelligencer
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December 12, 2007
The SEC Adopts SOX Section 404 Safe Harbor and Streamlines Exchange Act Deregistration for FPIs
Securities Regulation Law Journal, vol. 35, no. 4, Winter 2007
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December 11, 2007
Shareholder Access to Director-Nomination Process
New York Law Journal
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November 19, 2007
New Rules on Short Selling: Canada Regains Its Advantage
Canadian Hedge Watch, vol. 7, issue 5
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November 5, 2007
SEC Alters the Rule on Short Selling in Connection with a Public Offering
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August 31, 2007
Conflicting SEC Rule Proposals Will Add to Confusion Regarding Shareholder Participation in Director Nominations
American Lawyer Media's Law.com
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August 21, 2007
SEC's New Rule Prohibits Hedge Fund Advisers from Engaging in Fraudulent Acts
American Lawyer Media’s Law.com
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August 15, 2007
SEC Approves Streamlined Deregistration for Foreign Private Issuers
American Lawyer Media’s Law.com
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April 2, 2007
Shareholders Closer to Winning the Battle to Take Part in Director Election Procedures
American Lawyer Media's Law.com
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January 26, 2007
SEC Proposes Guidance to Facilitate Management Evaluation of Internal Financial Controls
American Lawyer Media's Law.com
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January 18, 2007
SEC Overhauls Executive Compensation Disclosure Regime and Proposes a Streamline Deregistration Process for Foreign Private Issuers
Reproduced with permission from Thomson West's Securities Regulation Law Journal (Winter 2006), vol. 34, no. 4
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December 1, 2006
On the Threshold: Meaningful Shareholder Participation in the Selection of Directors
American Lawyer Media's Law.com
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November 29, 2006
Shareholder Rights Plans: Self-Limiting Features and Redemptions—What’s Up with Stapled Financing?
Securities Regulation Law Journal, vol. 34 no. 3
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September 22, 2006
The Law and Practice of the Auction Process (In or Out of Bankruptcy)
Power Assets Acquisition & Divestiture Summit, New York
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September 2006
Dealing with the U.S. Foreign Corrupt Practices Act: What You Need To Know
Intensive Summit on Fighting Fraud in the Public Sector, Canadian Institute, Toronto
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September 2006
Electric Utility M&A
NPAA 66th Annual Conference, Lake Tahoe
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May 2006
M&A Made Easy for Power Industry Professionals
Powering Up for a New Era of Power Generation M&A, Infocast, Houston (chair)
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February 2006
The SEC Overhauls the Securities Act of 1933, Restricts Abuses Involving Shell Companies, and Streamlines the Delisting and Withdrawal Procedures Under the Exchange Act
Securities Regulation Law Journal, vol. 33, no. 3
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Fall 2005
Corporate Governance Update: SEC Requires Inclusion of Majority Vote to Elect Directors in Proxy Materials and Provides Further Guidance On New Form 8-K Filing Requirements
Securities Regulation Law Journal, vol. 33, no. 2
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Summer 2005
Utility Mergers and Acquisitions Have a Long but Well-Traveled Path
Natural Gas Electricity, vol. 21, no. 7
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February 2005
Acquiring Energy Assets: Documenting the Deal
A Comprehensive Conference on Acquiring Energy Assets, Houston
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May 2003
PIPES: Accessing Capital from Private Equity Funds
Third Annual Fuel Cell Investor Conference, Cherry Hill
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March 2003